Compliance Order under Section 30
Issued under the Conflict of Interest Act
Statutory requirement(s):
30. In addition to the specific compliance measures provided for in this Part, the Commissioner may order a public office holder, in respect of any matter, to take any compliance measure, including divestment or recusal, that the Commissioner determines is necessary to comply with this Act.
26. (1) A reporting public office holder shall, within 120 days after the day on which he or she is appointed, sign a summary statement containing the information required under subsection (2) and provide it to the Commissioner.
(2) The summary statement must contain the following:
(a)
for each controlled asset of the reporting public officer holder, and for each asset of the reporting public office holder that the Commissioner has ordered divested under section 30, a description of the asset and the method used to divest it;(b)
for each matter in respect of which the Commissioner has ordered a reporting public office holder to recuse himself or herself under section 30, a description of the matter and information regarding the process to be put in place by the reporting public office holder and others to effect the recusal; and(c)
for any other matter in respect of which the Commissioner has issued an order to the reporting public office holder under section 30, a description of the matter and the order, and the steps taken to comply with the order.51. (1) The Commissioner shall maintain a registry consisting of the following documents for examination by the public:
(b)
summary statements made under section 26.
Louise Fecteau
· Vice-Chairperson
OCIEC Translation
- Other documents
- Compliance Orders
- Disclosure date
- May 8, 2015
- Regime
- Conflict of Interest Act
- Description
-
The Conflict of Interest and Ethics Commissioner orders you to communicate with her Office prior to opening an account with a financial institution; and orders you not to communicate with the financial adviser or the portfolio manager or a representative of the institution in relation to the management or administration of assets to be acquired or deposited in the account, without prior approval of the Commissioner.
Decision date: March 11, 2015